News

March edition of the workshop series discusses Innovation Policy

Global Value Chains, governance, and large-scale policy programs are some of the topics of the fourth edition of the “Technology Upgrading and Economic Catch-Up” workshop series

The second to last edition of the “Technology Upgrading and Economic Catch-Up” online workshop series will discuss innovation policy and its implications for technology upgrading. The event is taking place on March 25, from 9am to 11am (São Paulo, Brazil local time). The workshop series is the result of a joint effort between the São Paulo Excellence Chair program InSysPo (Innovation Systems, Strategies and Policy), part of the Department of Science and Technology Policy, University of Campinas (Unicamp, Brazil), and other leading institutions in innovations studies from all over the world.

The next edition explores different facets of innovation policies for technology upgrading in the context of changing policy philosophies evolving from import substitution earlier on and the Washington consensus policies more recently to the pandemic/post-pandemic context of today. Some of the questions to be addressed are: how countries can reshape the nature of the existing value chains and innovation networks dominated by foreign multinational enterprises (MNEs)? How to set initiatives and programs to use Global Value Chains (GVCs) as levers for local technology accumulation? What are the limits of GVC-only technology upgrading policies? Finally, how should policymakers go about implementing new policy? You can check the whole list of topics and speakers by clicking here. The event is hosted online through the video conferencing platform Zoom, with a live stream on Youtube.

Besides InSysPo, the series is co-organized by the Institute for International Science and Technology Policy (George Washington University), the UCL School of Slavonic and East European Studies – University College London, the Institute for Statistical Studies and Economics of Knowledge (National Research University/Higher School of Economics), and Seoul National University.

ABOUT THE SERIES:

This series of workshops explores the major issues related to the technology upgrading of emerging and catching up economies. It discusses the state-of-the-art understanding of the issues around technology upgrading and economic catch-up, exploring country, sector and firm-level issues based on a variety of country experiences.

The background for the presentations are contributions in the forthcoming Oxford University Press volume “The Challenges of Technology and Economic Catch-Up in Emerging Economies” edited by Jeong-Dong Lee (Seoul National University), Keun Lee (Seoul National University), Dirk Meissner (Higher School of Economics – NRU), Slavo Radosevic (University College London), and Nicholas Vonortas (George Washington University/University of Campinas).

You can watch the full video of the first three editions below:

Read More
News

DataGovHub begins 2021 with a webinar on data governance

Webinar is organized by the Digital Trade & Data Governance Hub (DataGovHub), Elliott School of International Affairs, George Washington University (US)


Following a series of webinars, kicked off from the beginning of 2020, the DataGovHub opened registrations for its first webinar of 2021 discussing big data governance. In this one-hour webinar, two speakers will present different visions of data governance and describe strategies to address individual and collective harms.

The webinar will take the format of a debate: each speaker will have 8 minutes to present their position and up to 4 minutes each to respond to the other speaker statements. A moment for Q&A will follow with free participation from the public. The event will be hosted on Zoom, starting on Friday, January 22, at 11am (Washington D.C local time). Only those who complete the registration form will receive the link to participate.

The speakers of Friday’s workshop are Martin Tisné, Managing Director of Luminate, a global philanthropic organisation; and Janet Haven, Executive Director of Data & Society, an independent nonprofit research institute.

Read More
News

Workshop series on Technology Upgrading discusses sustainable development and green growth in the February edition

Leading experts from three different continents will expose their research on different – and ‘greener’ – paths for technology upgrading

Following the discussions on the industry-level (you can watch the full video of the second edition below), the “Technology Upgrading and Economic Catch-Up” online workshop series moves to new paradigms of technology upgrading, with special attention given to sustainability, on its third edition, to take place on February 25, from 9am to 11am (São Paulo, Brazil local time). The workshop series is the result of a joint effort between the São Paulo Excellence Chair program InSysPo (Innovation Systems, Strategies and Policy), part of the Department of Science and Technology Policy, University of Campinas (Unicamp, Brazil), and other leading institutions in innovations studies from all over the globe.

The theme of the third edition of the workshop series is: “Emerging paradigm on technology capability upgrading: embracing green, inclusive and social sustainability concerns”. The workshop explores new developments in technology through the increasing application of artificial intelligence, the demise of the fossil-fuel-based growth regime, plus increasing concerns with equity and inclusiveness of technology. It also evaluates new measures of economic growth that go beyond GDP measures to include sustainable development and green growth. Some of the questions to be addressed at the event are: is the shift to green growth of catching up economies an option or necessity? What does this shift entail for technology upgrading research and related policies? How to ensure that technology-driven ‘creative destruction’ entails structural change while avoiding exclusionary outcomes? You can see the whole list of topics and speakers by clicking here. The event is hosted online through the video conferencing platform Zoom, with a live stream on Youtube.

Besides InSysPo, the series is co-organized by the Institute for International Science and Technology Policy (George Washington University), the UCL School of Slavonic and East European Studies – University College London, the Institute for Statistical Studies and Economics of Knowledge (National Research University/Higher School of Economics), and Seoul National University.

ABOUT THE SERIES:

This series of workshops explores the major issues related to the technology upgrading of emerging and catching up economies. It discusses the state-of-the-art understanding of the issues around technology upgrading and economic catch-up, exploring country, sector and firm-level issues based on a variety of country experiences.

The background for the presentations are contributions in the forthcoming Oxford University Press volume “The Challenges of Technology and Economic Catch-Up in Emerging Economies” edited by Jeong-Dong Lee (Seoul National University), Keun Lee (Seoul National University), Dirk Meissner (Higher School of Economics – NRU), Slavo Radosevic (University College London), and Nicholas Vonortas (George Washington University/University of Campinas).

You can watch the full video of the first two editions below:

Read More
News

Empreendedorismo, inovação e relação universidade-indústria em jogo: por dentro do último relatório de avaliação do Pipe

Relatório de avaliação da Pesquisa Inovativa em Pequenas Empresas (Pipe), programa da Fapesp que apoia a união entre pesquisa e empreendedorismo, esclarece dificuldades, contextos e possibilidades da relação universidade-indústria e empreendedorismo brasileiro

Pipe completou 23 anos em 2020, sendo um dos programas de fomento mais tradicionais da Fapesp.

O impacto da pandemia de Covid-19 na atividade empreendedora e de startups ainda é incerto, quando se trata de números e estatísticas. Porém, se há uma palavra-chave que se encaixa na atuação empreendedora durante a pandemia e promete permanecer por mais algum tempo, esta certamente não é destruição ou encerramento, e sim adaptação. Uma pesquisa realizada pelo Sebrae durante a pandemia, abrangendo um universo de 17,2 milhões de pequenos negócios, mostrou que apenas 3,5% dos empreendedores resolveram fechar seus negócios de vez, enquanto pouco mais de um terço revelou adaptar suas iniciativas e formas de funcionamento para sobreviver e prosperar (por que não?) em tempos de vacas magras. Embora o cenário possa parecer pessimista, existem motivos para nutrir expectativas positivas em relação ao cenário de startups e empreendedorismo no Brasil? Se sim, quais as características necessárias para que os tempos de pandemia sejam também os tempos de inovação e ideias renovadoras no cenário empreendedor?

Um estudo interdisciplinar conduzido por pesquisadores de diversas universidades no Brasil, e coordenado por dois investigadores ligados ao programa SPEC InSySPo: Bruno Fischer e Sérgio Salles, ambos docentes na Universidade Estadual de Campinas (Unicamp), pode fornecer respostas para esses questionamentos. O estudo foi a mais recente avaliação do Pipe, uma iniciativa de fomento ao desenvolvimento de pequenas empresas orientadas à inovação, em conjunto com a universidade, liderada pela Fundação de Amparo à Pesquisa do Estado de São Paulo (Fapesp). A iniciativa, que surgiu em 1997, espelhando o programa estadunidense Small Business Innovation Research (SBIR), tem, entre seus objetivos, “apoiar a pesquisa em ciência e tecnologia, promover o desenvolvimento empresarial, a inovação e aumentar a competitividade das pequenas empresas”, tudo isso através de aportes financeiros que chegam a até R$ 1,2 milhão por projeto apoiado. Uma iniciativa ousada para reverter um quadro complicado no cenário brasileiro: o número ainda tímido de projetos inovadores no empreendedorismo nacional.

Relatório de avaliação do Pipe reforça impacto da universidade nas iniciativas de inovação no Brasil. Fonte: relatório de avaliação do Pipe 2006-2016.

“O empreendedor brasileiro médio não é inovador”, afirma Fischer, ressaltando a importância de iniciativas como a da Fapesp, especialmente em um contexto atual de distância entre empreendedorismo e pesquisa científica no Brasil. “Quando você pega a abertura de empresas de modo geral, no Brasil, ela geralmente não tem conteúdo de inovação. O empreendedor no Brasil tende a buscar atividades de menor risco, que acabam tendo um menor impacto no tecido econômico, enquanto a inovação no contexto empresarial ocorre bem mais frequentemente em empresas que surgem do ambiente universitário”. Segundo os dados da avaliação do Pipe, no período entre 2006 e 2016, 68% das spin-offs, nome dado a uma empresa que surge a partir de uma outra empresa, grupo de pesquisa em universidades ou de organizações governamentais, financiadas pelo projeto surgiram no meio universitário. Vale lembrar que esse ano, em meio a pandemia, a Unicamp alcançou a marca de mil empresas-filhas cadastradas na agência de inovação da universidade. Uma luz no fim do túnel?  Para a pesquisadora Camila Zeitoum, parte da equipe responsável pela avaliação, a resposta é sim. “É possível que as pequenas empresas e as startups, especialmente surgidas de contextos intensivos em conhecimento como universidades, ganhem mais espaço agora”, é seu diagnóstico.

“O empreendedor brasileiro médio não é inovador. O empreendedor no Brasil tende a buscar atividades de menor risco, que acabam tendo um menor impacto no tecido econômico”

Bruno FISCHER (FCA/UNICAMP)

A necessidade de maior investimento na relação entre universidades e indústrias como meio de promover a inovação no contexto empreendedor brasileiro é apenas uma das várias leituras possíveis a partir do relatório de avaliação do Pipe. A pesquisa contemplou um universo de 400 projetos aprovados e 2700 renegados, entre 2006 e 2016, no contexto do Pipe, sendo realizada por meio de questionário – respondido por um total de 481 empresas[i]. O auxílio da Fapesp visa financiar pequenas empresas, aqui definidas como aquelas com até 250 funcionários, ao longo de três fases:

Três fases do programa podem levar até três anos para serem implementadas. Fonte: relatório de avaliação do Pipe 2006-2016.

Em geral, os projetos financiados pelo Pipe são de empresas que não chegam a dez funcionários. A média geral de empregados nas empresas apoiadas pelo Pipe é de seis funcionários, segundo o relatório. Esse dado é importante ao apontar uma dificuldade na análise de pequenas empresas no Brasil, já que bases de dados como a Pesquisa de Inovação Tecnológica (Pintec), organizada pelo IBGE e principal levantamento na área de inovação no país, contemplam apenas empresas com mais de dez funcionários. “É uma informação relevante que se perde, um universo que fica de fora. As empresas são muito pequenas. A maior parte é constituída de startups, spin-offs. A gente chegou, no projeto, a entrevistar algumas delas. Teve uma que começou com somente uma pessoa. Hoje ela cresceu, mas somente vinte anos depois. Teve uma outra que era liderada por dois meninos da USP, então estas empresas costumam começar muito pequenas”, aponta Fischer.

A ‘invisibilidade’ destes projetos reforça a importância de projetos como o Pipe, em um contexto de dificuldade para pequenas empresas engatarem no Brasil. Dados do relatório apontam que a média de funcionários nas empresas financiadas pelo programa salta para 11 – somente aí podendo ser avalizadas em bases como a Pintec – no segundo ano após o encerramento do apoio financeiro para os projetos. Um impacto positivo na economia e no mercado de trabalho que corre o risco de ser apagado sem financiamentos como esse. “Essas empresas, quando estão em estágio inicial, têm bastante dificuldade em conseguir recursos. Quando elas saem do ambiente universitário, e estamos falando de coisas que têm tecnologia de ponta, não há investidores privados com interesse em colocar dinheiro nessas empresas. Quando elas decolam, quando têm clientes, daí aparece investidor, mas na fase em que elas estão desenvolvendo protótipo, que é onde entra o financiamento do Pipe, são poucas as alternativas. O papel do Pipe é crítico em preencher este vácuo”, reforça Fischer.

“Quando elas [as empresas] saem do ambiente universitário, e estamos falando de coisas que têm tecnologia de ponta, não há investidores privados com interesse em colocar dinheiro nessas empresas. Quando elas decolam, quando têm clientes, daí aparece investidor, mas na fase em que elas estão desenvolvendo protótipo, que é onde entra o financiamento do Pipe, são poucas as alternativas. O papel do Pipe é crítico em preencher este vácuo”

Os resultados da avaliação mostram também um avanço do número de registro de patentes, um fator-chave no avanço tecnológico, por parte das empresas beneficiárias do programa da Fapesp. 55% dos direitos de propriedade intelectual (DPI) depositados no Brasil pelas empresas beneficiárias do Pipe foram consequência direta do projeto. Além disso, a porcentagem de projetos que se traduzem em produtos inovadores graças ao Pipe chegou a 80% do total. Dados que mostram a importância de programas de fomento como este para o cenário empreendedor brasileiro, especialmente em um período crítico como o atual.

O sucesso de iniciativas como o Pipe é ameaçado tanto por fatores internos, como dificuldade de coleta de dados e contingenciamentos financeiros devido à pandemia, como por fatores externos, como a falta de uma “cultura de risco” no país e de uma relação mais próxima entre indústria e produção científica/acadêmica. Sobre a coleta de dados, por exemplo, “buscamos dados de empresas beneficiadas pelo projeto que datam de quinze anos atrás, porém mesmo dados básicos como contatos telefônicos e de e-mail, por exemplo, podem estar desatualizados”, revela Zeitoum. Uma sugestão apontada no relatório é a de institucionalizar formulários que possibilitem um acompanhamento dos projetos desde o momento da inscrição destes até o período após a sua conclusão, viabilizando relatórios periódicos de suas atividades e resultados por até cinco anos após a submissão da proposta à Fapesp. “Isso permite que nós, avaliadores, tenhamos condições de entender os impactos de projetos como esse sem a necessidade de correr, muitas vezes em vão, atrás dessas informações anos e anos depois”, complementa Fischer.

O maior desafio, porém, pode não estar na quantidade de novas iniciativas empresariais. Apesar de dados como os publicados pelo Sebrae em outubro deste ano, apontando que os nove primeiros meses de 2020 registraram um aumento de 14,8% no número de pequenas empresas no Brasil, serem animadores, parecerem animadores, é a orientação destas empresas que preocupa Fischer. Em sua opinião, falta uma paixão maior por riscos no Brasil. “Mesmo com a pandemia e um momento econômico difícil, o Pipe ainda assim não coloca todo o dinheiro que podia ceder por falta de bons projetos. Boa parte dos empreendedores partem para atividades de menor risco. É mais fácil faltar projetos com potencial inovador do que recursos”.

Um exemplo de iniciativa de fomento à inovação e empreendedorismo no Brasil é a criação de parques tecnológicos. O país conta atualmente com mais de 80 espaços do tipo. Fonte: VIA Estação Conhecimento – UFSC.

Sem uma ‘cultura de risco’ e orientada para atividades inovadoras, a tendência é de maior isolamento entre universidades e polos de pesquisa, onde, em geral, há um maior desenvolvimento de sistemas de inovação; e investidores e empresas. Iniciativas recentes como o programa Capacitação 4.0, criado pela Empresa Brasileira de Pesquisa e Inovação (Embrapii) com o objetivo de ligar estudantes de instituições de ensino superior ou técnico e indústrias intensivas em inovação a partir da resolução de problemas reais destas empresas, são tentativas de mudar esse cenário. Outro exemplo de arranjo capaz de potencializar o desenvolvimento de startups de base tecnológica e as interações para inovação são os parques tecnológicos. Além da infraestrutura para colaboração e espaços comuns, que podem ser utilizados pelas empresas de portes diversos instaladas nos parques, alguns deles hospedam incubadoras e aceleradoras, e oferecem serviços de apoio aos empreendedores.

“Há um potencial claro para o surgimento de startups e isso tem sido cada vez mais reconhecido no Brasil. Um número crescente de editais buscam promover a interação entre empresas grandes, e mesmo multinacionais, com empresas pequenas, médias e até com foco específico em startups para resolução de desafios colocados pelas primeiras, sendo que em alguns casos as propostas são desenvolvidas em ambientes colaborativos. Essa é para mim uma das luzes no final do túnel”, acredita Zeitoum.

“Há um potencial claro para o surgimento de startups e isso tem sido cada vez mais reconhecido no Brasil.”

CAMILA ZEITOUM (DPCT/UNICAMP)

O relatório completo da avaliação do Pipe pode ser acessado aqui. A avaliação foi liderada pelo Laboratório de Estudos sobre Organização da Pesquisa e da Inovação (Geopi), do Instituto de Geociências da Unicamp.


[i] As 481 empresas que participaram da pesquisa incluem projetos aprovados e rejeitados durante o período de 2006 a 2016.

Read More
News

Technology Capability and Sectoral Catch-Up is the topic of the December edition of the workshop series

The event expands previous discussions on technology capabilities with examples from Brazil and South Korea

Following the discussions at a country level of the first workshop (you can watch it in full below), the “Technology Upgrading and Economic Catch-Up” online workshop series moves to the industry level on its second edition, to happen on December 3, from 9 am to 11 am (Brazilian local time). The workshop series is a result of a joint effort between The São Paulo Excellence Chair program InSysPo (Innovation Systems, Strategies, and Policy), part of the Department of Science and Technology Policy, University of Campinas (Unicamp), Brazil, and other leading institutions in innovations studies around the world.

The theme of the second edition of the workshop series is: “Technology Capability Upgrade and Sectoral Catch-Up”. The workshop explores the reasons behind the complex and contingent technology upgrading process, where outcomes are dependent on a variety of mutually interrelated factors whose consequences are far from certain. Some of the questions to be addressed at the event are: “How can we explain failures in the cases of with strong market and institutional ‘windows of opportunity’?”; “How do we explain unexpected success stories of technology upgrading in emerging economies?”; “What are lessons from the cases of post-catchup failures?”. You can see the whole list of topics and speakers by clicking here. The event is hosted online through the video conferencing platform Zoom, with live streaming on Youtube.

Besides InSysPo, the series is co-organized by the Institute for International Science and Technology Policy (George Washington University), the UCL School of Slavonic and East European Studies – University College London, the Institute for Statistical Studies and Economics of Knowledge (National Research University/Higher School of Economics), and Seoul National University.


ABOUT THE SERIES:

This series of workshops explores the major issues related to the technology upgrading of emerging and catching up economies. It discusses the state-of-the-art understanding of the issues around technology upgrading and economic catch-up, exploring country, sector and firm-level issues based on a variety of country experiences.

The background for the presentations are contributions in the forthcoming Oxford University Press volume “The Challenges of Technology and Economic Catch-Up in Emerging Economies” edited by Jeong-Dong Lee (Seoul National University), Keun Lee (Seoul National University), Dirk Meissner (Higher School of Economics – NRU), Slavo Radosevic (University College London), and Nicholas Vonortas (George Washington University/University of Campinas).

The first workshop, hosted on November 4, had an average of 100 participants. You can watch the event on the Youtube link below.

Read More
News

Microeconomics, innovation, and the underrated effects of the US-China trade wars: a conversation with Nicholas Vonortas (GWU)

“The US-China conflict is not going away sooner than the pandemic”, alerts Vonortas, who is co-organizing a series of workshops on the issues around technology upgrading and economic catch-up

Prof. Vonortas is one of the leading scholars in the field of innovation studies and evaluation of economic development

Amidst a year of general recession everywhere, with slow signs of economic recovery coming from developed and developing countries, many are wondering how the economy can get back on the track after the pandemic or at least to “a new normal”, as soon as possible. Professor Nicholas Vonortas, a leading scholar with more than 30 years of research experience as a microeconomist, studying innovation strategies and policies from all around the world, isn’t among them or at least avoids taking that path right away. For him, people forgot that the notion of a “normal” before the pandemic may be inaccurate, especially with the US-China trade wars and the growing recognition of the importance of policies at the country level for the global value chains.

Vonortas, whose affiliation lies at the Center for International Science and Technology Policy and the Department of Economics (Columbian School of Arts and Sciences), at George Washington University (US), is also the Principal Investigator at the São Paulo Excellence Chair program InSysPo (Innovation Systems, Strategies and Policy). He’s one of the organizers of the online series of workshops “Technology Upgrading and Economic Catch-up”, with the first edition happening on November 4, 2020. The background for the workshops are contributions in the forthcoming Oxford University Press volume “The Challenges of Technology and Economic Catch-Up in Emerging Economies”.

In the following interview, Vonortas shares a few insights on the idea of the workshops, his research background on innovation studies as well as his take on the impact of Covid-19 pandemic and the US-China trade wars on innovation research:


InSySPo: Prof. Vonortas, your research is diverse and encompasses different topics, such as university-industry cooperation, innovation networks, the relation between globalization and local technological capability and so on, all having a strong empirical base. Could you tell us more about your research interests and background?

Nicholas Vonortas: I’ve been trained as an industrial organization economist, which means applied macroeconomics. In that field, we have a lot of modelling and empirical investigation. Applied macroeconomics, for economics, means the study of firms and industries at the microlevel, studying strategies and policies, that reflect different industries and companies and so forth. However, I am not a classical microeconomist. Technology and innovation were always my main interests, both being very interdisciplinary fields. It involves not just physics, chemistry, engineering, business, sociology, but all of them together. Thus, I needed to have broader perspectives to engage with that topic. So, throughout my entire career I have been sort of working in the intersection between economics and other sciences, particularly looking at policy.

For example, at my institution in the US I’m a faculty member of the Department of Economics and I teach economic classes, but I’m also director of the Institute for Science and Technology Policy, which is in a different school. So, I’m always in between things.

However, I can split my research interests into four groups. The first one relates mostly to Science and Technology Policy. My second area of research is entrepreneurship. My third research interest involves collaborative agreements and networks, specifically focusing on innovation. Finally, I’m also involved in the evaluation of research and development efforts.

So, these are the areas where you can fit my research which are also reflected in InSySPo main research trajectories.

“There are value chains out there that are now being disrupted, reconfigured, thus offering opportunities to be exploited by countries such as Brazil, Mexico, Argentina, Chile, and others in Latin America”

InSySPo: An extensive list. But do you have any specific area where you feel you are devoting more attention over the last few months?

Nicholas Vonortas: Well, to be honest I would rank them as follows: first, entrepreneurship, since it is taking a lot of attention from me; followed by evaluation, collaborative agreements and at the bottom, in terms of intensity, general macro policy. Even though I’m one of the organizers of a book on “technology upgrading” and the challenges for emerging economies, a more “general” theme, I deal there with a more micro-level analysis. That’s where I am right now.

InSySPo: I would say your work lies in the intersection between a global look towards economy, analyzing phenomena such as globalization and global value chains, for example, and the microeconomics, the level of particular industries in particular countries.

Nicholas Vonortas: Perfect! You reminded me that as we speak I’m heavily involved in two papers that deal with global value chains, one of them based on European data and part of a significant project funded by the European Community, called GLOBALINTO. So, you can expect a heavily empirical paper coming up soon on global value chains.  

What I mean with that diversion is: global value chain is an interesting phenomenon of our times. We cannot avoid dealing with it or teaching it in the classroom, especially with the pandemic and the terrible geopolitical struggle between China and the United States. These two factors have disrupted global value chains the way we knew them. Now, instead of just looking at economic efficiency, companies will set up global value chains also looking at resiliency – with that I mean the geopolitical risks around the world.

That, in itself, is major news for emerging economies, because there are value chains out there that are now being disrupted, reconfigured, thus offering opportunities to be exploited by countries such as Brazil, Mexico, Argentina, Chile, and others in Latin America. Lots of investments are being redirected to different places and Latin American can play a significant role, with the note that these countries shouldn’t sit back and wait for things to happen. They should go out and search for these opportunities, because there are a lot of countries in the globe seeking for a piece of the value chains.

“Many people forgot how powerful governments can be, they are not trivial. Just take a look at the US-China trade wars”

InSySPo: Those geopolitical asymmetries kind of downplay the old utopia of globalization in which trades and economic activities are running freely from any local constrains. Well, now we know that it doesn’t happen like that, or maybe never happened.

Nicholas Vonortas: You see, I am old enough to remember the old times, those from, let’s say, President Allende in Chile. In those times, multinational corporations were considered as villains from which we needed to defend ourselves. That sort of approach changed completely in the late 80s-early 90s with the so-called “Washington consensus”, the neoliberal kind of approach, were the idea was “openness”: “we are open, others come in, and that’s how we learn”. That has also come to an end. We realized there are limits to this. Many people forgot how powerful governments can be, they are not trivial. Just take a look at the US-China trade wars. On that, I can even say there was a miscalculation from the Chinese side. Chinese governments have always been strong, but they wrongly assumed the US government wasn’t. That’s not the case. Just see how many of the electorate in the US sense their interests are not being “protected” enough, and they’re resisting to this [Chinese presence], so you have the conflict.

I think this conflict [US-China] is going to last much longer than the pandemic. The disease is very costly. it indicates how vulnerable the systems are, but it’s going to run its course someday and become a part of the history books just like any other pandemic. But the conflict between the US and China is not going away anytime soon. It interferes things like international production, international transfer of technology, relationship between countries, and so on, and we hope it stops here and not move to actual wars. Anyone who’s familiar with past History knows that major international conflicts are the result of economics.

We don’t want to reach these levels. But we cannot ignore the major challenges the world is facing right now. For people like us [who are studying economics and innovation], these are some really interesting times.

“The conflict between the US and China is not going away anytime soon. It interferes things like international production, international transfer of technology, the relationship between countries, and so on, and we hope it stops here and not move to actual wars”

InSySPo: Which are other ways in which those two major events of 2020: the Covid-19 pandemic and China-US trade wars have affected the field of Science, Technology, and Innovation Studies?

Nicholas Vonortas: Well, of course a lot of money is going into the vaccine race in recent times, but that is not the only thing at stake now. Most importantly, security is the main issue here. One of the things Covid-19 has shown us is how vulnerable we are in biological war. Most people do not go into the security aspect but just go to Washington and see. The most important discussion there is security, more than the actual sickness, even though they made a huge mess with their dealing of the pandemic. So, that brings that discussion closer to Innovation and Policy Studies.

More broadly, there has been a huge impact of those two events in our research field, both through the money put into the research and also the way we look at policy.

“Most people do not go into the security aspect, but just go to Washington and see. The most important discussion there is security, more than the actual sickness”

InSySPo: Changing the subject to the series of workshops you are co-organizing along some of your colleagues, with the first edition happening on November 4. We know it gathers contributions from an upcoming book to be published by Oxford University Press on “Technology Upgrading and Economic Catch-Up”. Could you tell us more about the story behind the workshop and the book?

Nicholas Vonortas: The basic idea for the book came in Moscow, Russia. At the time, 2017, we were at a conference held at the National Research University – Higher School of Economics, probably the top school in Russia for economics and business. They had this annual conference, and our co-editor prof. Jeong Dong-Lee, who is currently the advisor to the President of South Korea, gave a presentation where he addressed this idea from the World Bank that a good number of developing countries make the first step, increase their incomes, reach a state of development where they are in the middle income, but then they fail to make the second step to go higher and actually close the gap because the policies on the second step were different from those of the first.

InSySPo: Namely, the middle-income trap.

Nicholas Vonortas: Yes, but his talk was actually on what he called the middle-innovation trap. In other words, many countries are successful in imitating technologies and doing cheaper versions of existing products. The difficult is the jump towards designing your own products. So, that was his main research question: how to go from imitation to creation? That is what he meant with middle-innovation trap.

We thought about that topic, me, him and Dirk Meissner, another co-editor and host of the event, and decided that it was big enough to actually become a book. We asked Lee about his opinion on the idea, and we decided to jump on board. Considering the size of the discussion and the project, we decided to reach out to other people with help for the book. We went out and invited two other co-editors, prof. Keun Lee, from Seoul National University, and prof. Slavo Radosevic, from University College London. These two are superb researchers and they have a solid contribution on economic catch-up. Radosevic, for example, is probably the most recognized expert on transition economies, the transition of economies from socialism to capitalism and so on.

We invited them, they said yes, and the rest is history. After that, we looked around, invited some other collaborators, and finished the book. We also held an event at the University of Campinas (Brazil) last year, with InSySPo leading the way, with the presence of all the authors presenting their chapter drafts to the audience. After they received the comments and suggestions, they finished their chapters and now we have the final version of their works.

“Many countries are successful in imitating technologies and doing cheaper versions of existing products. The difficult is the jump towards designing your own products. […] How to go from imitation to creation?”

InSySPo: And now that we have those final versions, what can we expect from the workshop series?

Nicholas Vonortas: We have a collection of excellent chapters. Looking at the first edition, for starters, the initiator of the series, Lee, is presenting his chapter. His talk will be a much-advanced version of what he presented in 2017. His analysis is fantastic, and I hope a lot of people will pay attention to his presentation. Then, Keun Lee, is presenting his chapter, called “Leapfrogging economies”, i.e. how developing countries can leapfrog, jump ahead, of the developed ones. Two other contributions come from different groups from the UK. One led by Slavo Radosevic along his colleagues from University College London.

There is another chapter from Russia, coming from the Higher School of Economics. The author discussed the case of Russia as a country that faces challenges outside those areas where they perform great, economically speaking. For example, we know the Russians by their force on energy, military technology, and defense, but they have a lot of weaknesses in other areas.

We start more at the macro level, in this first edition, and then we move more to the micro level in the next workshops, ending with a discussion on environment and clean paths to development. Our next edition is certainly more micro-oriented.

Read More
News

InSysPo co-organizes series of workshops on “Technology Upgrading and Economic Catch-Up”

Event brings together contributions from leading experts in the fields of Economics and Innovation

FREE REGISTRATION AVAILABLE:

https://www.eventbrite.com/e/technology-capability-and-growth-performance-at-the-country-level-1-tickets-122893581009

The São Paulo Excellence Chair program InSysPo (Innovation Systems, Strategies, and Policy), part of the Department of Science and Technology Policy, University of Campinas (Unicamp), Brazil, is one of the co-organizers of the online workshop series “Technology Upgrading and Economic Catch-Up”. The first workshop will take place on November 4th, from 9am to 11am (Brasilia, Brazil local time – BRT), transmitted live by Zoom. Interested attendees should complete the registration process on the event’s website. The registration is free of charge.

The theme of the first edition of the workshop series is: “Technology capabilities and their impact on growth and catching up”. The workshop explores the role of technological capabilities and their impact on growth and economic catching up, with a focus on emerging economies. The complex relationship between technological capabilities and economic catch-up offers the background to the presentation topics, which will address concepts such as technological leapfrogging, as well as proposals of new metrics for the understanding of technological improvement in emerging countries. You can see the whole list of topics and speakers by clicking here.

Besides InSysPo, the series is co-organized by the Institute for International Science and Technology Policy (George Washington University), the UCL School of Slavonic and East European Studies – University College London, the Institute for Statistical Studies and Economics of Knowledge (National Research University/Higher School of Economics), and Seoul National University.


ABOUT THE SERIES:

This series of workshops explores the major issues related to the technology upgrading of emerging and catching up economies. It discusses the state-of-the-art understanding of the issues around technology upgrading and economic catch-up, exploring country, sector and firm-level issues based on a variety of country experiences.

The background for the presentations are contributions in the forthcoming Oxford University Press volume “The Challenges of Technology and Economic Catch-Up in Emerging Economies” edited by Jeong-Dong Lee (Seoul National University), Keun Lee (Seoul National University), Dirk Meissner (Higher School of Economics – NRU), Slavo Radosevic (University College London), and Nicholas Vonortas (George Washington University/University of Campinas).

Read More
News

Science in times of Covid-19: a conversation with Rodrigo Costas (CWTS/Leiden University)

“Science communication is more important than ever”, says one of the participants of an international series of webinars on doing science during the pandemic

Rodrigo Costas researches science information and bibliometrics at CWTS/Leiden University since 2009 (Personal Archive)

In times of social distancing, curfews, and quarantines, scientists are busier than ever. Be it in collaborative efforts to provide a vaccine in a record-breaking speed or with attempts to understand the many different impacts (mental, social, economic, political) of Covid-19 in our society, there is little doubt that science is at the centre stage when it comes to the subject of our daily (mostly virtual) interactions and hopes for a post-pandemic future. But still, little has been written or told about the effects of Covid-19 on scientific research per se. What if science and scientists are the topics of our research during the crazy times we are living in?

That has been the job of Rodrigo Costas, one of InSysPo’s (Innovation, Systems, Strategies and Policy) co-principal investigators and a Senior Researcher at the Centre for Science and Technology Studies (CWTS), at Leiden University, in the Netherlands, and some of his colleagues such as Giovanni Colavizza, Ludo Waltmann, Zohreh Zahedi, and Grischa Fraumann over the last few months. The centre is one of the world-leading institutions in scientometric, science policy, and research evaluation, also known for providing an annual global university ranking solely based on research metrics. Intending to provide a platform for ongoing contributions on science research during the pandemic, Costas and his fellows started the webinar series “Doing science in times of crisis: Science studies perspectives on COVID-19” with a first edition in May expanded to a second meeting in September, with plans of further discussions. These webinars gathered an average of 200 people between fellow academics, early career researchers, and the general public.

In the following interview, Costas shares a few insights on the topic, coming from his research and personal knowledge from the field, as well as revealing details from the webinars and what we can expect from future editions:

InSysPo: First of all, what do you research at CWTS? What is your research background?

My area of expertise is mostly scientometrics, so I work in quantitative studies of science. I investigate mostly two main topics, although you can say that they are maybe pretty broad themselves. On one hand, I’m studying scientometrically research questions about individual researchers, analysing teams of researchers or collaboration groups. Recently we have developed some work on mobility studies, tracking how researchers change their affiliations as we capture them in scientific publications. That is a very interesting new research line.

And the other type of research is the altmetrics research, that I call more and more social media metrics or social media studies of science, because essentially what we want to research are the interactions that can be captured and traced in social media platforms between science and scientists, and the general public.

“what we want to research are the interactions that can be captured and traced in social media platforms between science and scientists, and the general public”

InSysPo: Is there a particular social media in view such as, for example, Twitter or Facebook, or social media in general?

From a conceptual point of view, what we mean as social media is as an environment where academic and non-academic can interact in multiple ways, something that didn’t happen before. The more traditional bibliometric research didn’t have such a strong interaction component, so now with altmetrics we have an opportunity to study this new space of science-society interaction. Of course, although we analyse social media in general, in the end you can only study the sources that allow some data analytical tools, like APIs (Application Programming Interfaces), this is why Twitter is one of our main sources.

I don’t know if you are familiar with the platform altmetric.com. It is probably the most famous company tracking social media mentions. They track Twitter, Facebook – not all the Facebook interactions but the public posts – newsmedia, blog posts, Wikipedia citations, policy documents and so on. The other, Plum analytics, that belongs to Elsevier, is also quite good. Finally, there is the open-source version, Crossref Event Data, which is still good but has more restrictions in their data collection. So, this is basically what we can do in terms of data, so then we look at how many tweets a publication has received. We have already studied the correlation [of those tweets] with citations, we know that they are very low, and we are actually moving right now towards conceptualizing social media metrics to study science communication.

So, considering that space of interaction [social media], one can study the moment where a scientist sends a message to the world, saying: “Okay, there’s this paper”. How can that paper be successful? How is that message supposed to reach people and inform the communities in the best way? So, this is the type of indicators that we are starting to conceptualize.

InSysPo: By the way, you just mentioned science communication, that is a topic that moved to the forefront during the pandemic, especially with the huge amount of information, some not reliable at all, circulating in social media. What do you think are the impacts of the pandemic in Science Communication? Do you feel that it offered a chance for bridging the gap between scientists and society, or that gap got larger?

That is a complex question, it does not have a simple answer. There has been some research showing an increase in the number of experts interacting in social media, something showcased by my colleague Giovanni Colavizza. In our work we have seen, as I presented in the webinar, a huge increase in the attention received by scientific publications related to the pandemic, I mean really impressive data compared to what we typically see in our altmetric research. Just for you to picture the numbers, usually when you look at a scientific topic you will see something around 30%-40% of the papers in that subject receiving some attention or mentions on Twitter. This year we saw up to 60% of attention. That is very high. So more than half of all the papers about Covid-19 receive some mention on Twitter, at least with the data we have from the end of June.

“more than half of all the papers about Covid-19 receive some mention on Twitter”

From what I saw, what I can answer is: there has been an increase in the attention given to scientific research in social media, at least on Twitter.

InSysPo: Moving to the webinar, how did you and your colleagues at CWTS come up with the idea of organizing such events? What was your goal at the beginning? Do you feel they were achieved?

When the pandemic started some of us started to reflect: “Okay, we have a chance to do some research on the social media reception of scientific research”. That was one of the most immediate reactions we had. New research themes flourished during Covid-19 and doing scientometric research on those topics is something that takes some time. The social media reaction, on the other hand, was something more immediate. Then we started to think about how to collect data, how to start the first analysis, the first dashboard and so on. In that context, we brought that discussion to other colleagues here at CWTS and then we set up this program. We tried to coordinate it so that people who were researching funders, peer-review, and other topics could have a space to interact and share their impressions. From there, everything started to have some sort of cohesion.

Initially, we had those discussions every 15 days to follow up on the research we were doing about the pandemic, until this thought came in one of those meetings: “well, why not have a webinar?”

In the first webinar, there were no CWTS contributions, since we tried to reach out to other groups to check what they were doing and how they were seeing the situation from a scientometric research policy perspective. The first edition was pretty successful. I think we had more than 170 participants. The second one, from what I’ve heard, was also quite successful, reaching a larger audience. I feel that there is a strong interest in this type of webinar, in these discussions, and that leaves us with a sense of success concerning what we proposed back then. We got attention and also wonderful contributions. I really enjoyed the last webinar. I think we had a great mix of topics.

InSysPo: Well, it’s such a recent topic and it’s moving a lot of people, they identify themselves with this kind of research to a very personal level as well, and I guess you and your colleagues built the perfect environment to connect all these different people.

True. One of the presentations in the webinar was about this expansion of the epistemic understanding of what is Covid-19 research. And I guess this is a great example. We are social scientists, data scientists, and basically, we are wondering: “what can we do? How can we contribute from our side?” Of course, we are not developing the vaccine, but at least we can create tools, monitors, that can help us make sense of the situation: what are the researches? What are the topics being discussed?

““what can we do? How can we contribute from our side?” Of course, we are not developing the vaccine, but at least we can create tools, monitors, that can help us make sense of the situation”

Take for instance the dashboard that I’ve presented in the webinar. When we developed it we were thinking of reaching journalists and content producers. “What are topics that are being tweeted and no journalist is talking about?” or “What are the topics that are highly tweeted but not cited, pointing to a distortion between social media reception and academic reception?”. That is something that can help people. You may not answer all the questions but can help to answer specific questions or at least take the first step in that direction.

InSysPo: Another question is regarding international collaborations. We heard presentations about changes made by publishers and journals to accelerate the publication process of Covid-19 related research. We also saw seminars showcasing mixed-methods research on the impact of Covid-19 on scientific productivity. But there were no talks on the effects of Covid-19 on international research partnerships and international multidisciplinary research groups, such as InSysPo. So, from a scientometric point of view, how do you see the impact of Covid-19 on the outcome from international research cohorts?

Well, there is the general question, that I can answer with my opinion, and the research question. On the second one, as I said before, we may have more data in perhaps a few months to see how research teams have collaborated. A research question is: “do international research groups keep producing at the same pace during the pandemic? Has there been a drop? Or maybe an increase because we travel less so we can work more?” It is something that seems interesting to explore in the future, to see how global crisis have different effects on the scientific system since collaboration and interdisciplinarity are key topics.

If I answer more like a researcher, from my personal experience, I would say that the lack of physical contact is going to affect me, because although you keep doing work, at least in my case I work a little bit more on my own, setbacks are coming from the lack of physical interaction. I had contacts like this [this interview happened virtually] in the past, I have collaborated with people from South Africa, Brazil, China etc. When you travel and you have the physical space, you enter into dynamics where you focus more on the topics of your collaboration. Even if the production keeps flowing, I believe that if we don’t take something from that, it may have some effect to the point where teams may keep collaborating but work more in an individual setting. So, the collaboration may be diluted a bit. I believe that the physical space, the in-person relation with your colleagues, has some positive effect on scientific work.

InSysPo: Something you think online events or online workshops can’t actually fulfil, right?

I mean, from a different point of view, I could say: “well, these things can really work online”. There is a huge amount of work that we can channel online, perhaps not with that many conferences, but there is still something missing. I miss the people I know! Typically, this time of the year you have a conference where you meet with your colleagues and over the years, they become sort of your friends, so that part is irreplaceable. Same thing with family. I talk a lot to my family now, maybe even more than before since I’m in the Netherlands and they’re from Galicia [Spain], but there is nothing that could replace staying with or visiting them. I feel that the same happens in scientific work. Putting it in a future research question: would that [the lack of physical interaction] also reflect in the outcome of publications? 

Putting it in a future research question: would that [the lack of physical interaction] also reflect in the outcome of publications?

InSysPo: And what about the new dynamics of research in times of Covid-19? What is it like doing “online research”?

Well, we were already doing online research. It is not that we have moved to something completely new. What we don’t do now is in-person research. So, I would say it is much more of doing more of something that we have already been doing and doing less of something that we have already done. In a way, we keep doing the same things we have been doing online, maybe with more online meetings, which I remember to also have a lot in the past. I think we are just realizing that many of the physical meetings can be done online, which saves time. We are finally recognizing that we can work from anywhere. That has an implication for example to our mobility research. Using myself as an example again, I was in Spain and then I came to the Netherlands, so there was a physical movement. I live here, I had to adapt. But now you see that it is perfectly possible for me to work from Spain, while still affiliated to the department here, and keep 80% of my activities basically at the same pace.

That is a powerful thought. Science really became global; you can work for anyone from everywhere. But as I said, I feel that the physical part is an important component that we should not overlook. We keep doing what we already did online, perhaps we do more, using more interactive platforms where we share files, documents, have calls, chats. But, from a personal side, what I miss is the other part, the physical contact.

InSysPo: We are talking about doing science in the times of Covid-19, but these times will hopefully come to an end, at least that is our hope. What changes do you think came to stay? What impacts from Covid-19 on research activity do you see staying for longer?

I can tell you what I’d really like to stay and that is that notion of decentralization, the good things of decentralization, being able to travel more and have physical interactions but still doing your activities, your original work, remotely. So, let’s say I head to Brazil for a month, I would also keep finishing my activities here from my department. So, the delocalization is a great consequence that I hope will stay.

I would also like to see more consciousness in our meetings, the ones where we move physically to a location. There are so many things we can still do online, so we can keep the physical meetings but save them for more important research. I’m not saying that we didn’t do it before, but I believe we’ll have more consciousness about it, maybe thinking: “okay, this is important, so let’s extract more value from it”. So, either we go back to normal or we learn how to handle them better, to also create other spaces to work or think. That is basically what we are supposed to do.

InSysPo: And we finally understood that many of our meetings are actually pointless and (re)discovered the art of getting to the point.

Well, as a person who used to have a lot of meetings, either online or physical, the only thing I can say is: if you are having pointless physical meetings, for which you have to pay transportation or whatever, at least now you’ll save that money.

InSysPo: A much-needed money now.

Of course. What brings me to acknowledge a specific impact of Covid-19 that I hope is temporary, which is all the cuts that are happening. Something I noticed is an increase in the competition for funding. So, it seems like there are more calls for funding, but the competition got even higher and funders were not even aware of this.

InSysPo: Regarding your research field, research metrics, what was the impact of the pandemic on the fields’ praxis? Were there any changes in the metrics per se?

I don’t believe there was a change in the metrics per se, but more in the items that we want to measure. In that sense, one of the points in my webinar was that if our metrics until now were very interesting because we wanted to see different types of impact, they are moving now to capture interactions, which is something more important. We are doing research to solve a problem that is immediate, and people are anxious about it, that is why there is so much traffic around the publications. Having new metrics to monitor if the interactions are happening in the best way is, in my opinion, much more important than before. Science communication has always played a crucial role, but now you feel its increased relevance because you want people to understand why they have to wear/ masks or wash their hands. So, this type of research metric became more relevant.

“We are doing research to solve a problem that is immediate, and people are anxious about it, that is why there is so much traffic around the publications. Having new metrics to monitor if the interactions are happening in the best way is, in my opinion, much more important than before. Science communication has always played a crucial role, but now you feel its increased relevance”

On the more traditional type of metrics, I think some of the recent studies, for example, the gender analysis showing how fewer women are participating in scientific efforts, something that indicates another type of problems, are also important. Policymakers must be aware of such situations after all. All the metrics on the time of publication, how we can ease that process and achieve better results in a shorter time, will also gain importance compared to before. That includes numbers on the roles of preprints because the question was: “okay, can we trust this research? It has not been peer-reviewed”. So, there are other ways now to accelerate that peer-review process.

Another topic is how we delineate the theme: “what is Covid-19?”. The way Covid-19 relates to research is not only circumscribed to the virus, but also to the social, economic, and political consequences. Even the questions you are asking me [in this interview] are Covid-19 related without being strictly about the virus. So, numbers about these questions became more relevant than ever.

InSysPo: Finally, I know you and your colleagues haven’t stopped at the second edition, so what can we expect from future webinars?

Well, I still haven’t talked to my colleagues about the last webinar and the next edition. In essence, we wanted to have more people from the community interested in keeping these webinars. At first, we had only CWTS, now we have other institutions related to CWTS, but ideally, we would have more people engaged in developing them. We also want to expand the topics.

So, we plan to continue the meetings. I still have to talk to my colleagues, but the idea is to keep them, expand the topics, and also have more people running the webinars. We still don’t have a fixed schedule for the next events.


Read More
News

Registration available for webinar on Science during Covid-19, organized by InSysPo members

With the assistance of two InSysPo collaborators, Prof. Rodrigo Costas and Prof. Robert Tijssen, both from CWTS Leiden University, the Centre for Science and Technology Studies (CWTS/Leiden University) and the TIB Leibniz Information Centre for Science and Technology are organizing the second edition of the webinar “Doing science in times of crisis: Science studies perspectives on COVID-19

The purpose of the webinar is to showcase, discuss and connect science studies research on the COVID-19 pandemic. Topics include mapping COVID-19-related research, social media and altmetrics, scholarly communication, and research infrastructures.

If you are interested, please apply using this link. Registration is required and absolutely free of charge. You will receive a Zoom link shortly before the webinar. For more information, please refer to CTWS website.

Read More
News

New FAPESP Direct Doctoral Fellowships available

InSysPo is offering several FAPESP Direct Doctoral fellowships linked to the program’s Research Projects. The deadline for application is November 30, 2020. InSySPo and UNICAMP Science and Technology Policy Graduation Program have established a partnership to receive candidates interested in applying for InSySPo fellowship. Prospective applicants should check the Open Call for more information on the requirements, including the application form, English proficiency levels, and required documentation.

Applicants for SPEC grants must have a background in economics, sociology, business management, public administration or other relevant area (also including natural sciences), with a strong interest in science, technology and innovation policies, in addition to a predisposition to interdisciplinary work. Previous knowledge about socioeconomic aspects of technological advancement and R&I policy is desirable. Candidates should be inclined to take individual initiative in research and possess strong analytical skills. Scholarship values are defined according to FAPESP standards.

For additional information, click here.

Read More